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Message-ID:	<[log in to unmask]>
Sender:	Notice_Legal_Notification <[log in to unmask]>
Subject:	M-A103012-01 Counter-Party Quarterly Financial Statements Due by November 29, 2012
From:	ERCOT Client Services <[log in to unmask]>
Date:	Tue, 30 Oct 2012 13:21:54 +0000
MIME-Version:	1.0
Content-Type:	multipart/alternative; boundary="_000_B117FDA9B7BC68479362C1197F77D879521B00CPW0004ercotcom_"
Comments:	cc: 1 ERCOT Client Service Reps <[log in to unmask]>
Parts/Attachments:	text/plain (2108 bytes) , text/html (6 kB)

NOTICE DATE:  October 30, 2012

NOTICE TYPE:  M-A103012-01 Legal

SHORT DESCRIPTION:  Counter-Party quarterly financial statements due by November 29, 2012

INTENDED AUDIENCE:  Counter-Party financial personnel

DAY AFFECTED:  November 29, 2012

LONG DESCRIPTION:  ERCOT Protocols Section 16.11.5 requires all Counter-Parties to provide their own or their Guarantor's (1) quarterly unaudited financial statements (semi-annually, if the Guarantor is foreign and rated by a rating agency acceptable to ERCOT) not later than sixty (60) days (ninety (90) days if the Guarantor is foreign and rated by a rating agency acceptable to ERCOT) after the close of each of the issuer's fiscal quarters and (2) annual audited financial statements not later than 120 days after the close of the issuer's fiscal year.

Counter-Parties/Guarantors whose third quarter ended on September 30, 2012, must submit quarterly unaudited financial statements by November 29, 2012.

ACTION REQUIRED:  Counter-Parties or their Guarantors whose quarterly unaudited financial statements for third quarter 2012 are due (or past due) should provide these statements to ERCOT as soon as possible to avoid any remedial action as authorized under the Standard Form Market Participant (MP) Agreement, the ERCOT Protocols and/or the Public Utility Regulatory Act (PURA).

Counter-Party's or Guarantor's financial statements that are publicly available electronically need not be provided to ERCOT.

Please forward financial statements to [log in to unmask]<mailto:[log in to unmask]> or

ERCOT

7620 Metro Center Dr.

@Vanessa Spells

Austin, TX 78744

PHN: 512-225-7014

CONTACT:  If you have any questions, please contact your ERCOT Account Manager. You may also call the general ERCOT Client Services phone number at (512) 248-3900 or contact ERCOT Client Services via email at [log in to unmask]<mailto:[log in to unmask]>.

If you are receiving email from an ERCOT distribution list that you no longer wish to receive, please follow this link in order to unsubscribe from this list:  http://lists.ercot.com<http://lists.ercot.com/>.









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