NOTICE DATE: November 19, 2008 NOTICE TYPE: M-A111908-01 Legal Notification SHORT DESCRIPTION: QSE Financial Statements due by November 30, 2008 INTENDED AUDIENCE: QSE Financial Personnel DAY AFFECTED: November 30, 2008 LONG DESCRIPTION: ERCOT Protocol Section 16.2.8 requires all QSEs or their Guarantors to provide ERCOT with: (1) quarterly unaudited financial statements not later than sixty (60) days after the close of the issuer's fiscal quarters; and (2) annual audited financial statements not later than 120 days after the close of the issuer's fiscal year. ERCOT would like to remind QSEs that: * The unaudited quarterly financial statements are due no later than November 30, 2008 for QSEs or their guarantors whose quarter ended on September 30, 2008. ACTION REQUIRED: QSEs or Guarantors should provide their financial statements to ERCOT by the submittal date to avoid any remedial action as set forth in the Protocols. Please forward financial statements to [log in to unmask] or mail to: ERCOT 7620 Metro Center Dr. @Vanessa Spells Austin, TX 78744 PHN: (512) 225-7014 ADDITIONAL INFORMATION: QSE's or Guarantor financial statements that are publicly available electronically need not be provided to ERCOT. CONTACT: If you have any questions, please contact your ERCOT Account Manager. You may also call the general ERCOT Client Services phone number at (512) 248-3900 or contact ERCOT Client Services via e-mail at [log in to unmask] If you are receiving e-mail from an ERCOT distribution list that you no longer wish to receive, please follow this link in order to unsubscribe from this list: http://lists.ercot.com <http://lists.ercot.com/> . sg