From: ERCOT Client Services <[log in to unmask]>
To: "[log in to unmask]" <[log in to unmask]>
CC: 1 ERCOT Client Service Reps <[log in to unmask]>,
"[log in to unmask]" <[log in to unmask]>,
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Subject: M-A091012-02 Additional Implementation Details for NPRR347,
NPRR391, and NPRR400
Thread-Topic: M-A091012-02 Additional Implementation Details for NPRR347,
NPRR391, and NPRR400
Thread-Index: Ac2nHGFsghI+5Va9Sa+kfpsaccVzBA==
Date: Wed, 10 Oct 2012 19:21:00 +0000
Message-ID: <[log in to unmask]>
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NOTICE DATE: October 10, 2012
NOTICE TYPE: M-A091012-02 NPRR
SHORT DESCRIPTION: Additional implementation details for NPRR347, NPRR391,=
and NPRR400
INTENDED AUDIENCE: ERCOT Market Participants
DAY AFFECTED: November 9, 2012
LONG DESCRIPTION: On November 9, 2012, ERCOT will implement the following =
Nodal Protocol Revision Requests (NPRRs):
* NPRR347, Single Daily Settlement Invoice and Updates to Credit Ca=
lculations, including addition of a Minimum Collateral Exposure Component (=
formerly "Counter-Party Invoice and Single Daily Settlement Invoice")
* NPRR391, Shortening RTM Settlement and Payment Timeline and Elimi=
nate ACH as a Mode of Payment
* NPRR 400, Eliminate Unsecured Credit for CRR Auctions and for Fut=
ure Credit Exposure and Eliminate Netting of FCE with CCE.
XSDs, XSLs including the updated Late Fee Invoice XSL, sample Settlement In=
voice files, and sample Late Fee Invoice files for NPRR347 can be found on =
the ERCOT website, under Services, at http://www.ercot.com/services/mdt/xsd=
s/.
Draft Settlement Calendar CSV entries for the 2012 Settlement Invoice and t=
he Late Fee Invoice can be found on the ERCOT website, under Key Documents,=
at http://www.ercot.com/mktinfo/settlements/. The draft Settlement Calenda=
r CSV should be used to plan for the go-live transition. The settlement typ=
e entries in the SETTLEMENT_CALENDAR Extract for the new Settlement Invoice=
and Late Fee Invoice will be SETTLEMENT_INVOICE and LATE_FEE_INVOICE, resp=
ectively. These entries will be reflected in the updated production Settlem=
ent Calendar Extract, which will be posted to the Market Information System=
(MIS) on November 10, 2012.
As part of this implementation, ERCOT has added the following links to the =
MIS as part of Release 5, available October 18, 2012.
Link Name
EMIL ID
Landing Page
Portlet
Report Type ID
Late Fee Invoice
NP9-568-SG
Market - Settlements
Settlement Statements and Invoices
13086
Settlement Invoice
NP9-567-SG
Market - Settlements
Settlement Statements and Invoices
13087
Minimum Current Exposure (MCE) Summary Report
NP16-678-SG
Services
Credit Monitoring Reports
13092
In addition, NPRR347 removes the requirement to post NP16-670-SG, Aggregate=
Incremental Liability (AIL) Detail Report, Report Type ID 11178. That link=
has been removed from the MIS Services page, Credit Monitoring Reports por=
tlet.
The following additions will be made to the Settlement Disputes application=
, located on the Applications landing page on the MIS under "ERCOT Applicat=
ions". These additions will be available to Market Participants beginning o=
n November 12, 2012.
* New Market Type added: DAM - RTM
* New Invoice added under DAM - RTM Market Type: DAM - RTM Invoice
* New Dispute Subtype added under DAM - RTM Invoice: DA/RT Invoice
* Three new Charge Types added under the DA/RT Invoice Dispute Subt=
ype:
* Default Uplift Invoice
* Late Fee Invoice
* Settlement Invoice
ADDITIONAL INFORMATION: Pursuant to Protocol Section 21.6, Nodal Protocol =
Revision Implementation, ERCOT is required to provide notice as soon as pra=
cticable, but no later than ten days prior to implementation.
NPRR347 and associated documents can be found on the ERCOT website, under M=
arket Rules, at http://www.ercot.com/mktrules/issues/nprr/326-350/347/index=
. A transition plan presentation can be found on the Communications and Set=
tlements Working Group (CSWG) meeting page at http://www.ercot.com/content/=
meetings/cswg/keydocs/2012/0716/NPRR347_transition_plan.ppt.
NPRR391 and associated documents can be found on the ERCOT website, under M=
arket Rules, at http://www.ercot.com/mktrules/issues/nprr/376-400/391/index=
.
NPRR400 and associated documents can be found on the ERCOT website, under M=
arket Rules, http://www.ercot.com/mktrules/issues/nprr/376-400/400/index.
Information on upcoming releases can be found on the ERCOT Multi Year Proje=
ct Priority List (PPL) at http://www.ercot.com/services/projects/.
CONTACT: If you have any questions, please contact your ERCOT Account Mana=
ger. You may also call the general ERCOT Client Services phone number at (5=
12) 248-3900 or contact ERCOT Client Services via email at ClientServices@e=
rcot.com<mailto:[log in to unmask]>.
If you are receiving email from an ERCOT distribution list that you no long=
er wish to receive, please follow this link in order to unsubscribe from th=
is list: http://lists.ercot.com.
dh
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<div class=3D"WordSection1">
<p class=3D"MsoNormal"><span class=3D"StyleBold">NOTICE DATE:</span> =
October 10, 2012<o:p></o:p></p>
<p class=3D"MsoNormal"><span class=3D"StyleBold">NOTICE TYPE:</span> =
M-A091012-02 NPRR<span class=3D"StyleBold"><o:p></o:p></span></p>
<p class=3D"MsoNormal"><span class=3D"StyleBold">SHORT DESCRIPTION:</span>&=
nbsp; Additional implementation details for NPRR347, NPRR391, and NPRR400<o=
:p></o:p></p>
<p class=3D"MsoNormal"><span class=3D"StyleBold">INTENDED AUDIENCE:</span>&=
nbsp; ERCOT Market Participants<o:p></o:p></p>
<p class=3D"MsoNormal"><span class=3D"StyleBold">DAY AFFECTED: </span=
><span class=3D"StyleBold"><span style=3D"font-weight:normal">November 9, 2=
012</span>
</span><b> </b><o:p></o:p></p>
<p class=3D"MsoNormal"><span class=3D"StyleBold">LONG DESCRIPTION:</span>&n=
bsp; On November 9, 2012, ERCOT will implement the following Nodal Protocol=
Revision Requests (NPRRs):<o:p></o:p></p>
<p class=3D"MsoListParagraphCxSpFirst" style=3D"margin-left:39.0pt;mso-add-=
space:auto;text-indent:-.25in;mso-list:l2 level1 lfo1">
<![if !supportLists]><span style=3D"font-family:Symbol"><span style=3D"mso-=
list:Ignore">·<span style=3D"font:7.0pt "Times New Roman""=
>
</span></span></span><![endif]>NPRR347, <span style=3D"color:black">Single =
Daily Settlement Invoice and Updates to Credit Calculations, including addi=
tion of a Minimum Collateral Exposure Component (formerly “Counter-Pa=
rty Invoice and Single Daily Settlement
Invoice”)</span><o:p></o:p></p>
<p class=3D"MsoListParagraphCxSpMiddle" style=3D"margin-left:39.0pt;mso-add=
-space:auto;text-indent:-.25in;mso-list:l2 level1 lfo1">
<![if !supportLists]><span style=3D"font-family:Symbol"><span style=3D"mso-=
list:Ignore">·<span style=3D"font:7.0pt "Times New Roman""=
>
</span></span></span><![endif]><span style=3D"color:black">NPRR391, Shorten=
ing RTM Settlement and Payment Timeline and Eliminate ACH as a Mode of Paym=
ent</span><o:p></o:p></p>
<p class=3D"MsoListParagraphCxSpLast" style=3D"margin-left:39.0pt;mso-add-s=
pace:auto;text-indent:-.25in;mso-list:l2 level1 lfo1">
<![if !supportLists]><span style=3D"font-family:Symbol"><span style=3D"mso-=
list:Ignore">·<span style=3D"font:7.0pt "Times New Roman""=
>
</span></span></span><![endif]><span style=3D"color:black">NPRR 400, Elimin=
ate Unsecured Credit for CRR Auctions and for Future Credit Exposure and El=
iminate Netting of FCE with CCE.</span><o:p></o:p></p>
<p class=3D"MsoNormal">XSDs, XSLs including the updated Late Fee Invoice XS=
L, sample Settlement Invoice files, and sample Late Fee Invoice files for N=
PRR347 can be found on the ERCOT website, under Services, at
<a href=3D"http://www.ercot.com/services/mdt/xsds/">http://www.ercot.com/se=
rvices/mdt/xsds/</a>.<o:p></o:p></p>
<p class=3D"MsoNormal">Draft Settlement Calendar CSV entries for the 2012 S=
ettlement Invoice and the Late Fee Invoice can be found on the ERCOT websit=
e, under Key Documents, at
<a href=3D"http://www.ercot.com/mktinfo/settlements/">http://www.ercot.com/=
mktinfo/settlements/</a>. The draft Settlement Calendar CSV should be used =
to plan for the go-live transition. The settlement type entries in the SETT=
LEMENT_CALENDAR Extract for the new
Settlement Invoice and Late Fee Invoice will be <span style=3D"color:black=
">SETTLEMENT_INVOICE and LATE_FEE_INVOICE, respectively.
</span>These entries will be reflected in the updated production Settlement=
Calendar Extract, which will be posted to the Market Information System (M=
IS) on November 10, 2012.
<o:p></o:p></p>
<p class=3D"MsoNormal">As part of this implementation, ERCOT has added the =
following links to the MIS as part of Release 5, available October 18, 2012=
.
<o:p></o:p></p>
<table class=3D"MsoTableGrid" border=3D"1" cellspacing=3D"0" cellpadding=3D=
"0" style=3D"border-collapse:collapse;border:none">
<tbody>
<tr>
<td valign=3D"top" style=3D"border:solid windowtext 1.0pt;padding:0in 5.4pt=
0in 5.4pt">
<p class=3D"MsoNormal"> <b>Link Name<o:p></o:p></b></p>
</td>
<td valign=3D"top" style=3D"border:solid windowtext 1.0pt;border-left:none;=
padding:0in 5.4pt 0in 5.4pt">
<p class=3D"MsoNormal"><b>EMIL ID<o:p></o:p></b></p>
</td>
<td valign=3D"top" style=3D"border:solid windowtext 1.0pt;border-left:none;=
padding:0in 5.4pt 0in 5.4pt">
<p class=3D"MsoNormal"><b>Landing Page<o:p></o:p></b></p>
</td>
<td valign=3D"top" style=3D"border:solid windowtext 1.0pt;border-left:none;=
padding:0in 5.4pt 0in 5.4pt">
<p class=3D"MsoNormal"><b>Portlet<o:p></o:p></b></p>
</td>
<td valign=3D"top" style=3D"border:solid windowtext 1.0pt;border-left:none;=
padding:0in 5.4pt 0in 5.4pt">
<p class=3D"MsoNormal"><b>Report Type ID<o:p></o:p></b></p>
</td>
</tr>
<tr>
<td valign=3D"top" style=3D"border:solid windowtext 1.0pt;border-top:none;p=
adding:0in 5.4pt 0in 5.4pt">
<p class=3D"MsoNormal">Late Fee Invoice<o:p></o:p></p>
</td>
<td valign=3D"top" style=3D"border-top:none;border-left:none;border-bottom:=
solid windowtext 1.0pt;border-right:solid windowtext 1.0pt;padding:0in 5.4p=
t 0in 5.4pt">
<p class=3D"MsoNormal">NP9-568-SG<o:p></o:p></p>
</td>
<td valign=3D"top" style=3D"border-top:none;border-left:none;border-bottom:=
solid windowtext 1.0pt;border-right:solid windowtext 1.0pt;padding:0in 5.4p=
t 0in 5.4pt">
<p class=3D"MsoNormal">Market – Settlements<o:p></o:p></p>
</td>
<td valign=3D"top" style=3D"border-top:none;border-left:none;border-bottom:=
solid windowtext 1.0pt;border-right:solid windowtext 1.0pt;padding:0in 5.4p=
t 0in 5.4pt">
<p class=3D"MsoNormal">Settlement Statements and Invoices<o:p></o:p></p>
</td>
<td valign=3D"top" style=3D"border-top:none;border-left:none;border-bottom:=
solid windowtext 1.0pt;border-right:solid windowtext 1.0pt;padding:0in 5.4p=
t 0in 5.4pt">
<p class=3D"MsoNormal">13086<o:p></o:p></p>
</td>
</tr>
<tr>
<td valign=3D"top" style=3D"border:solid windowtext 1.0pt;border-top:none;p=
adding:0in 5.4pt 0in 5.4pt">
<p class=3D"MsoNormal">Settlement Invoice<o:p></o:p></p>
</td>
<td valign=3D"top" style=3D"border-top:none;border-left:none;border-bottom:=
solid windowtext 1.0pt;border-right:solid windowtext 1.0pt;padding:0in 5.4p=
t 0in 5.4pt">
<p class=3D"MsoNormal">NP9-567-SG<o:p></o:p></p>
</td>
<td valign=3D"top" style=3D"border-top:none;border-left:none;border-bottom:=
solid windowtext 1.0pt;border-right:solid windowtext 1.0pt;padding:0in 5.4p=
t 0in 5.4pt">
<p class=3D"MsoNormal">Market – Settlements<o:p></o:p></p>
</td>
<td valign=3D"top" style=3D"border-top:none;border-left:none;border-bottom:=
solid windowtext 1.0pt;border-right:solid windowtext 1.0pt;padding:0in 5.4p=
t 0in 5.4pt">
<p class=3D"MsoNormal">Settlement Statements and Invoices<o:p></o:p></p>
</td>
<td valign=3D"top" style=3D"border-top:none;border-left:none;border-bottom:=
solid windowtext 1.0pt;border-right:solid windowtext 1.0pt;padding:0in 5.4p=
t 0in 5.4pt">
<p class=3D"MsoNormal">13087<o:p></o:p></p>
</td>
</tr>
<tr>
<td valign=3D"top" style=3D"border:solid windowtext 1.0pt;border-top:none;p=
adding:0in 5.4pt 0in 5.4pt">
<p class=3D"MsoNormal">Minimum Current Exposure (MCE) Summary Report<o:p></=
o:p></p>
</td>
<td valign=3D"top" style=3D"border-top:none;border-left:none;border-bottom:=
solid windowtext 1.0pt;border-right:solid windowtext 1.0pt;padding:0in 5.4p=
t 0in 5.4pt">
<p class=3D"MsoNormal">NP16-678-SG<o:p></o:p></p>
</td>
<td valign=3D"top" style=3D"border-top:none;border-left:none;border-bottom:=
solid windowtext 1.0pt;border-right:solid windowtext 1.0pt;padding:0in 5.4p=
t 0in 5.4pt">
<p class=3D"MsoNormal">Services<o:p></o:p></p>
</td>
<td valign=3D"top" style=3D"border-top:none;border-left:none;border-bottom:=
solid windowtext 1.0pt;border-right:solid windowtext 1.0pt;padding:0in 5.4p=
t 0in 5.4pt">
<p class=3D"MsoNormal">Credit Monitoring Reports<o:p></o:p></p>
</td>
<td valign=3D"top" style=3D"border-top:none;border-left:none;border-bottom:=
solid windowtext 1.0pt;border-right:solid windowtext 1.0pt;padding:0in 5.4p=
t 0in 5.4pt">
<p class=3D"MsoNormal">13092<o:p></o:p></p>
</td>
</tr>
</tbody>
</table>
<p class=3D"MsoNormal"><span style=3D"font-size:10.0pt"><o:p> </o:p></=
span></p>
<p class=3D"MsoNormal">In addition, NPRR347 removes the requirement to post=
NP16-670-SG, Aggregate Incremental Liability (AIL) Detail Report, Report T=
ype ID 11178. That link has been removed from the MIS Services page, Credit=
Monitoring Reports portlet.
<o:p></o:p></p>
<p class=3D"MsoNormal">The following additions will be made to the Settleme=
nt Disputes application, located on the
<span style=3D"color:black">Applications landing page on the MIS under R=
20;ERCOT Applications”. These additions will be available to Market P=
articipants beginning on November 12, 2012.<o:p></o:p></span></p>
<p class=3D"MsoListParagraphCxSpFirst" style=3D"text-indent:-.25in;mso-list=
:l1 level1 lfo2">
<![if !supportLists]><span style=3D"font-family:Symbol"><span style=3D"mso-=
list:Ignore">·<span style=3D"font:7.0pt "Times New Roman""=
>
</span></span></span><![endif]>New Market Type added: DAM – RTM=
<o:p></o:p></p>
<p class=3D"MsoListParagraphCxSpMiddle" style=3D"text-indent:-.25in;mso-lis=
t:l1 level1 lfo2">
<![if !supportLists]><span style=3D"font-family:Symbol"><span style=3D"mso-=
list:Ignore">·<span style=3D"font:7.0pt "Times New Roman""=
>
</span></span></span><![endif]>New Invoice added under DAM – RTM Mark=
et Type: DAM – RTM Invoice
<o:p></o:p></p>
<p class=3D"MsoListParagraphCxSpMiddle" style=3D"text-indent:-.25in;mso-lis=
t:l1 level1 lfo2">
<![if !supportLists]><span style=3D"font-family:Symbol"><span style=3D"mso-=
list:Ignore">·<span style=3D"font:7.0pt "Times New Roman""=
>
</span></span></span><![endif]>New Dispute Subtype added under DAM – =
RTM Invoice: DA/RT Invoice<o:p></o:p></p>
<p class=3D"MsoListParagraphCxSpMiddle" style=3D"text-indent:-.25in;mso-lis=
t:l1 level1 lfo2">
<![if !supportLists]><span style=3D"font-family:Symbol"><span style=3D"mso-=
list:Ignore">·<span style=3D"font:7.0pt "Times New Roman""=
>
</span></span></span><![endif]>Three new Charge Types added under the DA/RT=
Invoice Dispute Subtype:<o:p></o:p></p>
<p class=3D"MsoListParagraphCxSpMiddle" style=3D"margin-left:1.0in;mso-add-=
space:auto;text-indent:-.25in;mso-list:l0 level2 lfo3">
<![if !supportLists]><span style=3D"font-family:Symbol"><span style=3D"mso-=
list:Ignore">·<span style=3D"font:7.0pt "Times New Roman""=
>
</span></span></span><![endif]>Default Uplift Invoice<o:p></o:p></p>
<p class=3D"MsoListParagraphCxSpMiddle" style=3D"margin-left:1.0in;mso-add-=
space:auto;text-indent:-.25in;mso-list:l0 level2 lfo3">
<![if !supportLists]><span style=3D"font-family:Symbol"><span style=3D"mso-=
list:Ignore">·<span style=3D"font:7.0pt "Times New Roman""=
>
</span></span></span><![endif]>Late Fee Invoice<o:p></o:p></p>
<p class=3D"MsoListParagraphCxSpLast" style=3D"margin-left:1.0in;mso-add-sp=
ace:auto;text-indent:-.25in;mso-list:l0 level2 lfo3">
<![if !supportLists]><span style=3D"font-family:Symbol"><span style=3D"mso-=
list:Ignore">·<span style=3D"font:7.0pt "Times New Roman""=
>
</span></span></span><![endif]>Settlement Invoice<o:p></o:p></p>
<p class=3D"normaltext" style=3D"mso-margin-top-alt:0in;margin-right:0in;ma=
rgin-bottom:12.0pt;margin-left:0in">
<span class=3D"StyleBold">ADDITIONAL INFORMATION:</span><span style=3D"font=
-family:"Arial","sans-serif""> Pursuant to Protoc=
ol Section 21.6, Nodal Protocol Revision Implementation, ERCOT is required =
to provide notice as soon as practicable, but no later than ten
days prior to implementation.<o:p></o:p></span></p>
<p class=3D"MsoNormal"><span class=3D"StyleBold"><span style=3D"font-weight=
:normal">NPRR347 and associated documents can be found on the ERCOT website=
, under Market Rules, at</span>
</span><a href=3D"http://www.ercot.com/mktrules/issues/nprr/326-350/347/ind=
ex">http://www.ercot.com/mktrules/issues/nprr/326-350/347/index</a>. A tran=
sition plan presentation can be found on the Communications and Settlements=
Working Group (CSWG) meeting page
at <a href=3D"http://www.ercot.com/content/meetings/cswg/keydocs/2012/0716=
/NPRR347_transition_plan.ppt">
http://www.ercot.com/content/meetings/cswg/keydocs/2012/0716/NPRR347_transi=
tion_plan.ppt</a>.
<o:p></o:p></p>
<p class=3D"MsoNormal">NPRR391 and associated documents can be found on the=
ERCOT website, under Market Rules, at
<a href=3D"http://www.ercot.com/mktrules/issues/nprr/376-400/391/index">htt=
p://www.ercot.com/mktrules/issues/nprr/376-400/391/index</a>.<o:p></o:p></p=
>
<p class=3D"MsoNormal">NPRR400 and associated documents can be found on the=
ERCOT website, under Market Rules,
<a href=3D"http://www.ercot.com/mktrules/issues/nprr/376-400/400/index">htt=
p://www.ercot.com/mktrules/issues/nprr/376-400/400/index</a>.<o:p></o:p></p=
>
<p class=3D"MsoNormal" style=3D"background:white"><span class=3D"stylebold0=
"><span style=3D"color:black">Information on upcoming releases can be found=
on the ERCOT Multi Year Project Priority List (PPL) at
</span></span><a href=3D"http://www.ercot.com/services/projects/">http://ww=
w.ercot.com/services/projects/</a><span class=3D"stylebold0"><span style=3D=
"color:black">.
</span></span><span style=3D"color:black"><o:p></o:p></span></p>
<p class=3D"MsoNormal"><span class=3D"StyleBold">CONTACT:</span> If y=
ou have any questions, please contact your ERCOT Account Manager. You may a=
lso call the general ERCOT Client Services phone number at (512) 248-3900 o=
r contact ERCOT Client Services via email
at <a href=3D"mailto:[log in to unmask]">[log in to unmask]</a=
>.<o:p></o:p></p>
<p class=3D"MsoNormal"><span class=3D"StyleBold"><span style=3D"font-size:1=
0.0pt">If you are receiving email from an ERCOT distribution list that you =
no longer wish to receive, please follow this link in order to unsubscribe =
from this list:
</span></span><a href=3D"http://lists.ercot.com"><span style=3D"font-size:1=
0.0pt">http://lists.ercot.com</span></a><span style=3D"font-size:10.0pt">.<=
o:p></o:p></span></p>
<p class=3D"MsoNormal"><span style=3D"font-size:10.0pt"><o:p> </o:p></=
span></p>
<p class=3D"MsoNormal"><span style=3D"font-size:10.0pt"><o:p> </o:p></=
span></p>
<p class=3D"MsoNormal"><span style=3D"font-size:10.0pt"><o:p> </o:p></=
span></p>
<p class=3D"MsoNormal"><span style=3D"font-size:10.0pt"><o:p> </o:p></=
span></p>
<p class=3D"MsoNormal"><span style=3D"font-size:10.0pt">dh<o:p></o:p></span=
></p>
<p class=3D"MsoNormal"><span style=3D"font-size:10.0pt"><o:p> </o:p></=
span></p>
<p class=3D"MsoNormal"><o:p> </o:p></p>
</div>
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