NOTICE DATE: October 29, 2021

NOTICE TYPE: M-D102921-01 Financial/Credit

SHORT DESCRIPTION:  Counter-Party quarterly unaudited financial statements due by November 29, 2021

INTENDED AUDIENCE:  Counter-Party Financial Personnel

DAY AFFECTED:  November 29, 2021

LONG DESCRIPTION: ERCOT Protocol Section 16.11.5(1) requires all Counter-Parties to provide their own or their Guarantor’s: (1) quarterly unaudited financial statements (semi-annually, if the Guarantor is foreign and rated by a rating agency acceptable to ERCOT) not later than 60 days (90 days if the Guarantor is foreign and rated by a rating agency acceptable to ERCOT) after the close of the issuer’s fiscal quarters; and (2) annual audited financial statements not later than 120 days after the close of the issuer’s fiscal year. 

ACTION REQUIRED:  Counter-Parties/Guarantors whose third quarter ended on September 30, 2021 must submit quarterly unaudited financial statements to ERCOT by November 29, 2021.

Counter-Party/Guarantor financial statements that are publicly available electronically need not be provided to ERCOT

Please submit financial statements to [log in to unmask]

CONTACT:  If you have any questions, please contact your ERCOT Account Manager. You may also call the general ERCOT Client Services phone number at (512) 248-3900 or contact ERCOT Client Services via email at [log in to unmask]

If you are receiving email from an ERCOT distribution list that you no longer wish to receive, please follow this link in order to unsubscribe from this list: http://lists.ercot.com.

 

dg