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Subject:	M-A040412-01 Counter-Party Annual Audited Financial Statements due by April 29 2012
From:	ERCOT Client Services <[log in to unmask]>
Date:	Wed, 4 Apr 2012 22:23:01 +0000
Content-Type:	multipart/alternative
Parts/Attachments:	text/plain (2065 bytes) , text/html (9 kB)

NOTICE DATE:  April 4, 2012
NOTICE TYPE:  M-A040412-01 Legal
SHORT DESCRIPTION:  Counter-Party annual audited financial statements due by April 29, 2012
INTENDED AUDIENCE:  Counter-Party financial personnel
DAY AFFECTED:  April 29, 2012

LONG DESCRIPTION:  ERCOT Protocol Section 16.11.5 requires all Counter-Parties to provide their own or their Guarantor's: (1) quarterly unaudited financial statements (semi-annually, if the Guarantor is foreign and rated by a rating agency acceptable to ERCOT) not later than sixty (60) days (ninety (90) days if the Guarantor is foreign and rated by a rating agency acceptable to ERCOT) after the close of the issuer's fiscal quarters; and (2) annual audited financial statements not later than 120 days after the close of the issuer's fiscal year.
For Counter-Parties/Guarantors whose fiscal year ended on December 31, 2011, the annual audited financial statements are due by April 29, 2012.

ACTION REQUIRED:  Counter-Parties or their Guarantors, whose annual audited financial statements for fiscal 2011 are due (or past due) should provide these statements to ERCOT as soon as possible to avoid any remedial action as authorized under the Standard Form Market Participant (MP) Agreement, the ERCOT Protocols and/or the Public Utility Regulatory Act (PURA).

Counter-Party's or Guarantor's financial statements that are publicly available electronically need not be provided to ERCOT.

Please forward financial statements or inquiries to [log in to unmask]<mailto:[log in to unmask]> or

ERCOT

7620 Metro Center Dr.

@Vanessa Spells

Austin, TX 78744
PHN: 512-225-7014
CONTACT:  If you have any questions, please contact your ERCOT Account Manager. You may also call the general ERCOT Client Services phone number at (512) 248-3900 or contact ERCOT Client Services via email at [log in to unmask]<mailto:[log in to unmask]>.
If you are receiving email from an ERCOT distribution list that you no longer wish to receive, please follow this link in order to unsubscribe from this list: http://lists.ercot.com.




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