LISTSERV - NOTICE_LEGAL_NOTIFICATIONS Archives

NOTICE_LEGAL_NOTIFICATIONS Archives

Notice_Legal_Notifications

NOTICE_LEGAL_NOTIFICATIONS@LISTS.ERCOT.COM

	LISTSERV Archives
	NOTICE_LEGAL_NOTIFICATIONS Home

	Log In
	Register

	Subscribe or Unsubscribe

	Search Archives

Options:	Use Forum View Use Monospaced Font Show HTML Part by Default Condense Mail Headers
Message:	[<< First] [< Prev] [Next >] [Last >>]
Topic:	[<< First] [< Prev] [Next >] [Last >>]
Author:	[<< First] [< Prev] [Next >] [Last >>]

Message-ID:	<[log in to unmask]>
Sender:	Notice_Legal_Notification <[log in to unmask]>
Subject:	M-B033011-01 QSE Financial Statements due by April 30 2011
From:	ERCOT Client Services <[log in to unmask]>
Date:	Wed, 30 Mar 2011 13:13:41 -0500
MIME-Version:	1.0
Content-Type:	multipart/alternative; boundary="_000_4AD642AC2C766D4C9A298143222B4E9B24DB620B9FTMBXSERVER1er_"
Comments:	cc: 1 ERCOT Client Service Reps <[log in to unmask]>
Parts/Attachments:	text/plain (2254 bytes) , text/html (9 kB)

NOTICE DATE:  March 30, 2011
NOTICE TYPE:  M-B033011-01 Legal
SHORT DESCRIPTION:  QSE Financial Statements due by April 30, 2011
INTENDED AUDIENCE:  QSE Financial Personnel
DAY AFFECTED:  April 30, 2011

LONG DESCRIPTION:  ERCOT Protocol Section 16.11.5 requires all Qualified Scheduling Entities (QSEs) to provide their own or their Guarantor's: (1) quarterly unaudited financial statements (semi-annually, if the Guarantor is foreign and rated by a rating agency acceptable to ERCOT) not later than sixty (60) days (ninety (90) days if the Guarantor is foreign and rated by a rating agency acceptable to ERCOT) after the close of the issuer's fiscal quarters; and (2) annual audited financial statements not later than 120 days after the close of the issuer's fiscal year.
For QSEs/Guarantors whose fiscal year ended on December 31, 2010, the annual audited financial statements are due by April 30, 2011.

ACTION REQUIRED:  QSEs or their Guarantors, whose annual financial statements for 2010 are due (or past due) should provide these statements to ERCOT as soon as possible to avoid any remedial action as authorized under the Standard Form Market Participant (MP) Agreement, the ERCOT Protocols and/or the Public Utility Regulatory Act (PURA).

QSE or Guarantor's financial statements that are publicly available electronically need not be provided to ERCOT.

Please forward financial statements to [log in to unmask]<mailto:[log in to unmask]> or

ERCOT

7620 Metro Center Dr.

@Vanessa Spells

Austin, TX 78744
PHN: 512 225 7014.
CONTACT:  If you have any questions, please contact your ERCOT Account Manager. You may also call the general ERCOT Client Services phone number at (512) 248-3900 or contact ERCOT Client Services via email at [log in to unmask]<mailto:[log in to unmask]>.
If you are receiving email from an ERCOT distribution list that you no longer wish to receive, please follow this link in order to unsubscribe from this list: http://lists.ercot.com.




dh



############################

To unsubscribe from the NOTICE_LEGAL_NOTIFICATIONS list:
write to: mailto:[log in to unmask]
or click the following link:
http://lists.ercot.com/SCRIPTS/WA-ERCOT.EXE?SUBED1=NOTICE_LEGAL_NOTIFICATIONS&A=1

ATOM RSS1 RSS2

lists.ercot.com